Client Due Diligence – Associate/AVP

S$60000 - S$85000 per annum + benefits & bonus

CDD Associate – AVP; Securities Services – Client Development
Client due diligence covering client database management, performing AML screening, monitoring all remediation till completion, etc;

  • Process is currently manual
  • Will be both a ‘maker’ and a ‘checker’ role (not on same files)
  • Scope covers new business, file reviews and remediation
  • Strong AML/KYC experience required

Client Due Diligence :

  • Client Acceptance Committee (CAC) meeting schedule:
    • Maintain schedule
    • Remind RMs of upcoming CAC meetings
    • Monitor and prepare progress report to show status of RMs’ preparation for CAC meetings
  • Maintain CDD documents checklist control database
  • Perform names screening in Vigilance and Factiva and tabulate result summary report
  • Verify CDD documents collated by RMs for validity and completeness
  • Review CAC meeting documents collated / prepared by RM prior to CAC meeting
  • PostCAC meeting ensure:
    • All documents are signed off by the relevant stakeholders and or CAC members
    • Minutes are prepared by RMs and circulated to CAC members
    • Tracking all issues raised in CAC meetings to closure
    • Updating the CAC Review Control Masterfile with the latest CAC review information and next CAC review date
    • File all CAC review documents in the relevant client CAC file in the compactus with restricted access
  • Maintain control list of all clients for all business lines that contract with BPSS Sg
  • Gatekeeper for client legal documentation and loading into Cerise vault
  • Monitoring of client agreements and reminding RMs to update Funds list appendix in agreements for new / lost funds

You will have :

  • Strong organizational skills
  • Ability to manage stakeholders at multiple levels of the organization
  • Client servicing mindset
  • Strong attention to detail
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