Client Due Diligence Officer

S$60000 - S$110000 per annum + bonus & benefits

AVP to VP level (depending on experience) Compliance Officer required to manage 1st level checks for Client due diligence (CDD) covering on-boarding and re-certifications, performing AML screening, monitoring all remediation till completion, etc.

Business Line: Client Delivery

Key Responsibilities

Client Due Diligence:

  • Manages the on-boarding and re-certification process with Client Development (CD) team or trigger events that potentially affect a client’s risk level or due diligence level.
  • Initiate the Know Your Client re-certification process based on the file’s due date.
  • Contributes to the information and documentation collection – specifically, the ones being of a public nature
  • Reviews the evaluation of the sensitivity of the client
  • Ensures all required screenings are being performed and duly addressed where required
  • Ensures filing of original client documents
  • Ensures all system inputs required for record keeping purposes
  • Triggers the review on behalf of the SBO/GRM
  • Manages the follow up of the approval conditions if any
  • Performs all other first level checks required to ensure accuracy and completeness of the CAC
  • Undertakes management reporting on CDD related information
  • Supports any other administrative functions associated with the performance of CDD
  • Coordinates FATCA & AEOI work processes as per governance framework

Key Competencies & Qualifications Required:

  • 4 or more years of KYC experience
  • Understanding of regulatory requirements (such as MAS Notice 626)
  • Supervisory skills preferred
  • Strong organisational/ multi-tasking and advisory skills
  • Ability to manage stakeholders at multiple levels of the organisation
  • Attention to detail
  • Analytical mindset to identify risks areas and implement solutions

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