Monitoring and Surveillance Officer (AVP)

S$80000 - S$125000 per annum + perm role benefits

Monitoring and Surveillance Officer to assist in the prevention and detection of market abuse which, through an array of monitoring systems and tools, is a critical function of the Market Integrity domain, helping to protect the bank from reputational and financial risk arising from its global banking and markets business.

You will be required…

  • To conduct trade surveillance for Equities, Fixed Income and its derivatives for potential market misconduct.
  • To assess adequacy of existing surveillance model, and propose new models to be in line with regulatory requirements and perform user acceptance testing the new models.
  • To conduct electronic communications monitoring for potential market misconduct.
  • To conduct manual monitoring for potential market manipulations and legal/regulatory violations.
  • Ensure that all surveillance framework and processes are well maintained and kept relevant.
  • Collate the necessary information on the M&S task for the preparation of periodic management reporting.
  • Assist in ad-hoc requests and investigations from internal & external audit, regulator and etc.
  • Assist in ensuring the MI Generic Control Plan is kept up to date with changes from Head Office.
  • Assist in conducting monitoring of the relevant controls under MI Generic Control Plan.
  • Managing other M&S related projects such as Outsourcing, Proof of Concept etc.
  • Keeping abreast of regulatory changes and market conditions/developments

Technical and Behavioural Competencies required

  • Basic computer skills
  • Able to work well both independently and in a team
  • Able to work under tight timeline when required
  • Maintain data confidentiality when working on classified projects, requests etc.
  • Good interpersonal skills

Experience and Qualifications required

  • Tertiary educated, preferably with a business-related degree.
  • Relevant working experience in the financial industry, preferably in the area of compliance, audit or control
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